Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Berard is a financial advisor with over 30 years of experience in the industry. John is currently registered with Stifel, Nicolaus & Company, Inc. and has previously worked with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Paine Webber Incorporated. John holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. John provides a variety of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/16/2020 - Present
Stifel, Nicolaus & Company, Inc. (CHAPEL HILL NC)
NC
06/01/2009 - 07/23/2020
MORGAN STANLEY (CHAPEL HILL NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHAPEL HILL NC)
NC
03/01/2007 - 04/02/2007
MORGAN STANLEY DW INC. (RALEIGH NC)
NC
07/01/2003 - 03/01/2007
WACHOVIA SECURITIES, LLC (CHAPEL HILL NC)
NY
12/12/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NC
11/20/1997 - 12/14/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
01/12/1995 - 12/04/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/01/1992 - 01/31/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Berard is the right advisor for you? Invested Better is here to help.
