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John M Barker

Sprott Asset Management USA Inc.

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About John M Barker

John M. Barker is an investment advisor representative with Sprott Asset Management USA Inc., based in Darien, Connecticut. John has been in the industry since 2014 and holds a Series 7, Series 55, Series 63, Series 65 and Series 57TO license. John is registered to provide investment advice in all 50 states and the District of Columbia. In addition to his work with Sprott Asset Management USA Inc., John also works with Miles Franklin LTD, selling gold bullion.

Firm Information

John Barker is currently registered with Sprott Asset Management USA Inc.. Sprott Asset Management USA Inc. is an investment adviser registered with the SEC and located in Darien, CT. The firm manages approximately $1 billion to $10 billion in assets and provides portfolio management services to individuals, businesses, pooled investment vehicles, and investment companies. They specialize in managing assets for clients in the following categories: high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and investment companies. The firm's regulatory assets under management are $4.6 billion.
Sprott Asset Management USA Inc.

320 POST ROAD

DARIEN, CT 06820

$4.60B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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John Barker’s Registration & Firm History

CT

05/10/2016 - Present

Sprott Asset Management USA Inc. (DARIEN CT)

CA

08/25/2014 - 04/26/2016

EURO PACIFIC CAPITAL, INC. (NEWPORT BEACH CA)

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Licenses & Designations

IA

Issued 08/13/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/23/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John M Barker.
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