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John Lyndon Waller

Prairie Capital Markets, LLC

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About John Lyndon Waller

John Lyndon Waller is a registered representative with Prairie Capital Markets, LLC. John Lyndon Waller is licensed in Illinois. John Lyndon Waller has been in the industry since June 30, 2007. Previously, John Lyndon Waller has been associated with Fort Dearborn Capital Advisors, LLC, Pacific Advisory Group of America, LLC, SF Investments, Inc, Lincoln Partners L.L.C and CS First Boston Corporation. John Lyndon Waller holds Series 7, Series 24, Series 63, Series 79TO and SIE licenses.

Firm Information

John Waller is currently registered with Prairie Capital Markets, LLC. Prairie Capital Markets, LLC is a Limited Liability Company formed in July 2010. The firm is registered in Georgia, Illinois, Indiana, and Iowa and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Waller’s Registration & Firm History

IL

11/29/2022 - Present

Prairie Capital Markets, LLC (CHICAGO IL)

CO

12/06/2007 - 11/17/2010

FORT DEARBORN CAPITAL ADVISORS, LLC (DENVER CO)

CA

06/14/2005 - 09/12/2006

PACIFIC ADVISORY GROUP OF AMERICA, LLC (LOS ANGELES CA)

IL

02/19/2004 - 06/14/2005

SF INVESTMENTS, INC. (HIGHLAND PARK IL)

IL

04/16/1997 - 01/26/2004

LINCOLN PARTNERS L.L.C (CHICAGO IL)

NY

12/23/1991 - 02/02/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2005

Series 24 - General Securities Principal Examination

BC

Issued 11/29/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/08/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Lyndon Waller.
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