Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lukes ii is a financial advisor in Austin, TX. John has been working in the financial industry since 2004. John is registered with Charles Schwab & CO., Inc. and has been with the firm since August 2009. Prior to joining Charles Schwab & CO., Inc., John worked at Comerica Securities, Citigroup Global Markets Inc., Citicorp Investment Services, Foreside Fund Services, LLC, and UBS PaineWebber Inc. John has passed the Uniform Combined State Law Examination, General Securities Sales Supervisor - General Module Examination, General Securities Sales Supervisor - Options Module Examination, Securities Industry Essentials Examination, and General Securities Representative Examination. John specializes in helping individuals and families with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/14/2013 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
03/26/2009 - 08/24/2009
COMERICA SECURITIES (AUSTIN TX)
TX
05/29/2007 - 10/22/2007
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
TX
11/20/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (AUSTIN TX)
ME
07/13/2004 - 07/31/2006
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
02/05/2003 - 06/19/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
06/19/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
NJ
08/14/2001 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 05/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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