Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lucas is a financial professional with a background in the investment industry. John is currently registered with Fidelity Brokerage Services LLC in Smithfield, RI, and has been active in the industry since 2019. John holds licenses such as Series 63, Series 7TO, and Series 6TO, allowing John to offer a variety of investment products and services. John has been actively licensed to offer securities and investment advice in 53 states and territories. Prior to John's current employment with Fidelity Brokerage Services LLC, John worked for METLIFE INVESTORS DISTRIBUTION COMPANY in Warwick, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/27/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
06/21/2019 - 07/13/2022
METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)
BC
Issued 10/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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