Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lovallo is a financial professional with over 20 years of experience in the industry. John is currently registered with UBS Securities LLC and is licensed to provide investment advice in all 50 states. John has held prior roles with BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Equity Group, LLC, Citigroup Global Markets Inc. and Morgan Stanley DW Inc. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/16/2021 - Present
UBS Securities LLC (NEW YORK NY)
NY
05/10/2019 - 07/13/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/06/2007 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/26/2006 - 06/22/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
10/25/2005 - 01/26/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/24/2001 - 08/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/24/1999 - 10/22/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/07/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/29/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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