Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Louis Schmidt is a financial professional with over 20 years of experience in the securities industry. John currently works for Chimera Securities, LLC as a Registered Representative. John has worked in the securities industry since 1999, most recently at Trillium Trading LLC. John has a variety of licenses and registrations including Series 7, 24, 55, 56, 57TO and SIE. John is also licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2012 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
06/02/2003 - 01/04/2010
TRILLIUM TRADING LLC (NEW YORK NY)
NJ
10/25/1999 - 06/04/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2012
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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