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John Louis Mitchell

Wall Street Access

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About John Louis Mitchell

John Mitchell is a financial professional with over 20 years of experience in the securities industry. John is currently registered with Wall Street Access, a firm based in New York, NY. John's prior experience includes working at Piper Jaffray & Co. and Weeden & Co. L.P. John has a wide range of knowledge and experience in the industry and has held various roles over the years. John is a Series 7, 27, 55, 57TO, and 63 licensed professional.

Firm Information

John Mitchell is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Mitchell’s Registration & Firm History

NY

10/04/2021 - Present

Wall Street Access (NEW YORK NY)

CT

08/02/2019 - 11/12/2019

PIPER JAFFRAY & CO. (GREENWICH CT)

CT

08/25/1997 - 08/02/2019

WEEDEN & CO.L.P. (GREENWICH CT)

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Licenses & Designations

BC

Issued 01/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2010

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Louis Mitchell.
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