Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hawkins is a financial advisor with LPL Financial LLC. John has been in the industry since 1973. John is registered with FINRA as a Registered Representative, Series 7TO and has a Series 1 License. John is also registered as an Investment Advisor Representative in California. Previously, John was affiliated with Crown Capital Securities, L.P., Associated Securities Corp., Financial Network Investment Corporation, University Securities Corporation, IDS Life Insurance Company, IDS Marketing Corporation and Investors Diversified Services, Inc. John's current office location is at 725 Town and Country Rd, Suite 530, ORANGE, CA 92868. LPL Financial LLC is a large firm with more than $50 billion in assets and a strong track record. John is committed to providing his clients with personalized financial advice to help them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/27/2025 - Present
LPL Financial LLC (ORANGE CA)
CA
06/18/2002 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
MA
09/24/1999 - 07/01/2002
ASSOCIATED SECURITIES CORP. (BOSTON MA)
CA
08/04/1983 - 10/01/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
10/10/1979 - 08/22/1983
UNIVERSITY SECURITIES CORPORATION
NA
03/20/1973 - 11/01/1979
IDS LIFE INSURANCE COMPANY
NA
03/20/1973 - 11/01/1979
IDS MARKETING CORPORATION
NA
03/20/1973 - 11/01/1979
INVESTORS DIVERSIFIED SERVICES, INC.
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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