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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Louis Guarnieri is a financial advisor with over 30 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. John's previous experience includes UBS Financial Services Inc., Citigroup Global Markets Inc. and several other firms. John has a wide range of experience providing financial advice to individuals, businesses, institutions and high-net-worth clients. John is also registered as an Investment Advisor Representative and holds the Series 7, 63, and 65 licenses. John provides investment advisory services including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/04/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WHITE PLAINS NY)
NY
01/16/2004 - 10/29/2013
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
02/25/1992 - 01/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/08/1991 - 03/06/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
11/06/1990 - 03/01/1991
DOLLAR DRY DOCK INVESTMENT SERVICES, INC.
CA
08/04/1989 - 10/24/1990
MURPHEY FAVRE, INC. (IRVINE CA)
NA
06/08/1988 - 07/25/1988
G.S.G. GLOBAL SECURITIES, INC.
NA
06/01/1988 - 06/21/1988
WILLIAM M. CADDEN & CO., INC.
IA
Issued 02/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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