Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Louis Gauthier is a financial professional with over 27 years of experience in the financial services industry. John is registered with LPL Financial LLC and holds Series 6, 7 and 63 licenses. John is a Certified Financial Planner and Chartered Financial Consultant. John previously worked with Invest Financial Corporation and New England Securities. John provides a range of financial services to individuals, businesses, and other clients. John is also a licensed insurance producer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
02/14/2018 - Present
LPL Financial LLC (AMHERST MA)
MA
07/25/2005 - 02/14/2018
INVEST FINANCIAL CORPORATION (AMHERST MA)
NY
03/08/1995 - 08/15/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 03/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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