Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Louis Diaz is a financial advisor with Premier Wealth Advisors, LLC. John has been working in the financial industry since 1985 and has a wide range of experience in investment advisory and brokerage services. John is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). John is also a member of the New York Society of Security Analysts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/07/2021 - Present
Premier Wealth Advisors, LLC (NEW YORK NY)
NY
03/26/2004 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
CA
08/01/2003 - 04/12/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
06/17/1992 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
10/24/1990 - 06/23/1992
DOLLAR DRY DOCK INVESTMENT SERVICES, INC.
CA
03/12/1990 - 10/24/1990
MURPHEY FAVRE, INC. (IRVINE CA)
NY
05/12/1987 - 01/18/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/01/1985 - 06/10/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
NA
12/18/1984 - 03/26/1985
ALLIED CAPITAL GROUP, INC.
IA
Issued 12/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/23/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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