Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Daly is a financial professional with over 30 years of experience in the industry. John has held various roles at several firms, including LPL Financial LLC, NYLIFE Securities LLC, and most recently, Equitable Advisors, LLC. John specializes in a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Currently, John is registered as a Registered Representative with the state of Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
11/01/2024 - Present
Equitable Advisors, LLC (GROSSE ILE MI)
MI
02/10/2017 - 10/19/2020
LPL FINANCIAL LLC (GROSSE ILE MI)
MI
10/16/2012 - 01/11/2017
NYLIFE SECURITIES LLC (GROSSE ILE MI)
MI
05/31/2006 - 10/02/2012
PRINCOR FINANCIAL SERVICES CORPORATION (WYANDOTTE MI)
MI
07/28/1999 - 04/13/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WYANDOTTE MI)
WI
07/28/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MN
07/21/1997 - 07/22/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
IN
03/30/1995 - 07/30/1997
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/28/1995 - 07/30/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
07/23/1994 - 04/13/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
03/28/1988 - 06/30/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
10/19/1987 - 06/07/1990
F & G SECURITIES, INC.
BOTH
Issued 08/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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