Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Louis Broccoli is a financial professional with over 15 years of experience in the industry. John is currently registered with Open To The Public Investing, Inc. in New York, NY. Previously, John was employed by STASH CAPITAL LLC and J.P. MORGAN SECURITIES LLC in New York, NY. John is licensed to sell securities in all 50 states and the District of Columbia. John has passed several securities exams including Series 7, Series 24, Series 55, Series 63, Series 66, Series 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/29/2020 - Present
Open TO THE Public Investing, Inc. (New York NY)
NY
08/22/2018 - 01/17/2020
STASH CAPITAL LLC (NEW YORK NY)
NY
01/30/2015 - 07/19/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/24/2002 - 05/25/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2015
Series 99 - Operations Professional Examination
BC
Issued 12/19/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Broccoli is the right advisor for you? Invested Better is here to help.
