Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Louis Black is a financial professional with extensive experience in the securities industry. John has held various roles at prominent firms, including Cowen and Company, Cowen Prime Services LLC, and Quad Capital, LLC. John is currently registered with Marex Capital Markets Inc. and holds Series 7, 56, 57, and 63 licenses. John has been in the industry since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/01/2023 - Present
Marex Capital Markets Inc. (Stamford CT)
CT
08/10/2021 - 12/13/2023
COWEN AND COMPANY (Stamford CT)
NY
01/09/2018 - 01/04/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
07/30/2013 - 04/21/2014
QUAD CAPITAL, LLC (NEW YORK NY)
BC
Issued 08/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2018
Series 57 - Securities Trader Exam
BC
Issued 01/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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