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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Farmer is a financial advisor with LPL Financial LLC and has been in the industry since 2009. John has Series 7 and 66 licenses, in addition to the SIE exam. John is registered in 21 states and is a registered representative of LPL Financial LLC. John has worked with Royal Alliance Associates, Inc. and Independent Financial Group, LLC in the past. John has worked with a wide variety of clients including high-net-worth individuals, corporations and other businesses, charitable organizations and pension and profit-sharing plans. John is located in Prescott, AZ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/10/2024 - Present
LPL Financial LLC (PRESCOTT AZ)
AZ
01/04/2019 - 07/10/2024
INDEPENDENT FINANCIAL GROUP, LLC (CAMP VERDE AZ)
AZ
03/16/2011 - 01/08/2019
ROYAL ALLIANCE ASSOCIATES, INC. (PRESCOTT AZ)
AZ
08/06/2007 - 07/21/2009
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
BOTH
Issued 04/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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