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John Little Knowles

Lincoln Financial Distributors, Inc.

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About John Little Knowles

John Knowles is a financial advisor with over 30 years of experience in the industry. John is registered with Lincoln Financial Distributors, Inc. and is licensed in California. John has held previous positions with JEFFERSON PILOT SECURITIES CORPORATION, CAPITAL BROKERAGE CORPORATION and FORTH FINANCIAL SECURITIES, CORPORATION. John holds the Series 7, Series 24, Series 63 and SIE licenses.

Firm Information

John Knowles is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Knowles’s Registration & Firm History

NC

05/30/2006 - Present

Lincoln Financial Distributors, Inc. (GREENSBORO NC)

NC

03/08/2000 - 05/31/2006

JEFFERSON PILOT SECURITIES CORPORATION (GREENSBORO NC)

VA

12/01/1997 - 02/25/2000

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

VA

04/19/1984 - 12/01/1997

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

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Licenses & Designations

BC

Issued 01/09/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/1984

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Little Knowles.
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