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John Lindsay Sprague is a financial professional with over 24 years of experience in the industry. John is a registered representative with LPL Financial LLC, working from the firm's La Plata, MD branch office. John began their career with Nationwide Securities, LLC in 1996. John holds Series 6, 26, and 63 licenses, and is a registered representative in Maryland, North Carolina, and Virginia. They specialize in offering financial advice and consulting services to individuals, corporations, businesses, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/01/2020 - Present
LPL Financial LLC (LAPLATA MD)
MD
01/29/1996 - 07/01/2020
NATIONWIDE SECURITIES, LLC (LA PLATA MD)
BC
Issued 01/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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