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John Linch

Fidelity Brokerage Services LLC

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About John Linch

Firm Information

John Linch is currently registered with Fidelity Brokerage Services LLC. FIDELITY BROKERAGE SERVICES LLC is a Limited Liability Company formed in June 2000. It is registered to conduct business in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been the subject of 22 regulatory events and 120 arbitration disclosures.
Fidelity Brokerage Services LLC

TWO DESTINY WAY

WESTLAKE, TX 76262

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Linch’s Registration & Firm History

TX

02/12/2019 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

08/21/2017 - 08/23/2018

UBS FINANCIAL SERVICES INC. (AUSTIN TX)

TX

11/25/2013 - 08/07/2017

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

CA

06/01/2009 - 02/09/2012

MORGAN STANLEY SMITH BARNEY (TORRANCE CA)

CA

02/25/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)

MD

09/01/1997 - 02/14/2000

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

02/03/1993 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

CA

01/10/1992 - 12/17/1992

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

CA

12/06/1989 - 11/24/1990

THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)

NA

07/12/1988 - 10/11/1988

SHEARSON LEHMAN HUTTON INC.

NA

01/23/1985 - 08/10/1988

BEAR, STEARNS & CO. INC.

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Licenses & Designations

BOTH

Issued 2/25/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/2/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/2/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/30/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 8/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2010

Series 3 - National Commodity Futures Examination

BC

Issued 1/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Linch.
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