Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Linch is a financial advisor at Fidelity Brokerage Services LLC, with over 30 years of experience in the industry. John has a broad range of experience working with clients in various capacities, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc, and DB Alex. Brown LLC. John holds Series 3, 7, 9, 10, 66, 99TO, and SIE licenses, demonstrating his expertise in various financial markets. John is currently registered with the state of Texas and is a licensed principal for Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/12/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
08/21/2017 - 08/23/2018
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
TX
11/25/2013 - 08/07/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
CA
06/01/2009 - 02/09/2012
MORGAN STANLEY SMITH BARNEY (TORRANCE CA)
CA
02/25/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)
MD
09/01/1997 - 02/14/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
02/03/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
CA
01/10/1992 - 12/17/1992
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
12/06/1989 - 11/24/1990
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NA
07/12/1988 - 10/11/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/23/1985 - 08/10/1988
BEAR, STEARNS & CO. INC.
BOTH
Issued 02/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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