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John Lim Cu

U.s. Bancorp Investments, Inc.

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About John Lim Cu

John Lim Cu is an investment advisor representative with U.S. Bancorp Investments, Inc. John has been in the financial services industry since 1997. John has Series 7, 24, 52, 53, and 63 licenses and is registered with FINRA. John is also registered with the states of California and Oregon. John specializes in portfolio management for individuals, portfolio management for businesses, and publication of periodicals.

Firm Information

John Cu is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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John Cu’s Registration & Firm History

CA

07/21/2015 - Present

U.s. Bancorp Investments, Inc. (Castro Valley CA)

CA

10/14/1997 - 06/11/2015

CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)

NY

05/15/1997 - 08/15/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/20/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Lim Cu.
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