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John Lightsey Rast

Huntleigh Securities Corp.

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About John Lightsey Rast

John Lightsey Rast is a securities professional with over 30 years of experience in the financial services industry. John currently works at Huntleigh Securities Corp. in the St. Louis, MO office. Previously, John worked at Wheelhouse Securities Corporation in St. Louis, MO, Huntleigh Securities Corporation in St. Louis, MO, Smith, Moore & Co. in Clayton, MO, Huntleigh Securities Corporation in St. Louis, MO, Oppenheimer & Co., Inc. in New York, NY, and Burns, Pauli & Co., Inc. in St. Louis, MO. John has passed the General Securities Representative Examination, Securities Industry Essentials Examination and the Uniform Securities Agent State Law Examination. John is currently registered in Illinois, Iowa, Missouri, South Carolina, and Washington.

Firm Information

John Rast is currently registered with Huntleigh Securities Corp.. Huntleigh Securities Corp. is a Corporation formed on May 12, 1977. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. They have a history of 7 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Rast’s Registration & Firm History

MO

12/26/2017 - Present

Huntleigh Securities Corp. (ST. LOUIS MO)

MO

03/05/2010 - 01/02/2018

WHEELHOUSE SECURITIES CORPORATION (ST. LOUIS MO)

MO

09/05/2001 - 03/19/2010

HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)

MO

11/18/1998 - 09/04/2001

SMITH, MOORE & CO. (CLAYTON MO)

MO

07/12/1991 - 11/25/1998

HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)

NY

06/25/1991 - 07/25/1991

OPPENHEIMER & CO., INC. (NEW YORK NY)

MO

08/01/1984 - 06/24/1991

BURNS, PAULI & CO., INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 07/21/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Lightsey Rast.
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