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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Li is a financial advisor who has been in the industry since 1982. John has experience with various firms, including Ameriprise Financial Services, Inc., LPL Financial LLC, RBC Capital Markets Corporation, Ferris, Baker Watts, LLC, Citigroup Investment Services, MetLife Securities Inc., Metropolitan Life Insurance Company, North American Investment Corp., and First Investors Corporation. John currently works for Ameriprise Financial Services, LLC, and specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
08/30/2017 - Present
Ameriprise Financial Services, LLC (Lewes DE)
DE
11/22/2013 - 08/03/2017
AMERIPRISE FINANCIAL SERVICES, INC. (REHOBOTH BEACH DE)
DE
09/18/2009 - 11/11/2013
LPL FINANCIAL LLC (LEWES DE)
MD
03/13/2009 - 09/24/2009
RBC CAPITAL MARKETS CORPORATION (ROCKVILLE MD)
MD
08/10/1994 - 03/13/2009
FERRIS, BAKER WATTS, LLC (ROCKVILLE MD)
NY
04/02/1991 - 08/05/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
11/17/1987 - 03/13/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/28/1987 - 03/13/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
05/17/1985 - 10/16/1987
NORTH AMERICAN INVESTMENT CORP.
NA
11/20/1981 - 05/02/1985
FIRST INVESTORS CORPORATION
IA
Issued 05/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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