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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Smallwood is a financial professional with over 30 years of experience in the financial services industry. John is a CERTIFIED FINANCIAL PLANNER™ and holds multiple securities licenses, including Series 7, 31, and 65. John is also a registered representative of Regulus Financial Group, LLC and an Investment Advisor Representative of Smallwood Wealth Investment Management, LLC. John is also a member of Smallwood Associates, LTD, a firm specializing in insurance. John has worked with a variety of firms, including Commonwealth Financial Network, Securities America, Inc., and Multi-Financial Securities Corporation. John's main focus is working with individual clients to create personalized financial plans and manage their investments. He is also experienced in working with charitable organizations, corporations, and other businesses. John is committed to providing his clients with the highest level of service and expertise. John's firm, Smallwood Wealth Management, is a registered investment advisor that offers a variety of financial services to individuals and families. Smallwood Wealth Management provides financial planning, portfolio management, and investment advisory services. The firm has a strong commitment to providing its clients with personalized service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
02/26/2021 - Present
Smallwood Wealth Management (RED BANK NJ)
NJ
05/16/2011 - 11/08/2016
COMMONWEALTH FINANCIAL NETWORK (Red Bank NJ)
NJ
07/22/2008 - 05/17/2011
SECURITIES AMERICA, INC. (SHREWSBURY NJ)
NJ
01/01/2004 - 08/06/2008
MULTI-FINANCIAL SECURITIES CORPORATION (SHREWSBURY NJ)
OH
05/27/1999 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
SC
09/03/1997 - 06/08/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
06/24/1991 - 09/05/1997
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 05/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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