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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lewis James is an investment advisor representative with IP Financial Advisory Services LLC. John has been in the industry since March 1, 2017. He has experience in the securities industry. John is registered with FINRA as a General Securities Representative and holds Series 63, 65, 6, 7 and SIE licenses. He is currently registered in District of Columbia, Florida, Georgia, Maryland, and Virginia. Prior to joining IP Financial Advisory Services LLC, John was associated with Transamerica Financial Advisors, Inc. and World Financial Group, Inc. John's primary role involves providing financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
06/30/2023 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
VA
08/28/2021 - 07/07/2023
TRANSAMERICA FINANCIAL ADVISORS, INC (Fairfax VA)
MD
02/03/2014 - 07/31/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (SILVER SPRING MD)
IL
06/29/2012 - 12/31/2013
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IA
03/13/2003 - 02/27/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
06/11/2002 - 12/20/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 09/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/03/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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