Unclaimed
John Hoffman has been in the financial services industry since July 2009 and is registered as a broker and an investment advisor. John is currently employed by State Farm Investment Management Corp., with offices in Taylor Mill, Kentucky, and Independence, Kentucky. John has licenses in Indiana, Kentucky, and Ohio. John is a Series 6, Series 63, Series 65, and SIE licensed advisor. John also owns and operates John Hoffman's Insurance Agency, providing insurance services for State Farm Mutual Automobile Insurance Company and its affiliates. John is an experienced advisor who focuses on providing investment and insurance advice to individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
11/14/2023 - Present
State Farm Investment Management Corp. (Taylor Mill KY)
IA
Issued 11/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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