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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Leslie Dubler is a financial advisor at Empower Advisory Group, LLC, and has over 20 years of experience in the financial services industry. John's background includes experience at several prominent firms, including GWFS Equities, Inc., TIAA-CREF Individual & Institutional Services, LLC, and Charles Schwab & Co., Inc. John is registered with the state of Colorado as an Investment Advisor Representative (IAR). John specializes in providing financial advice to individuals, families, and charitable organizations. John offers a range of services, including financial planning, investment management, and retirement planning. John's commitment to providing personalized financial advice and building long-term relationships with clients has earned John a strong reputation in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/11/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
11/03/2011 - 06/24/2013
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/09/2008 - 05/22/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
08/22/2007 - 11/27/2007
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
04/23/2004 - 07/27/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (AURORA CO)
TX
01/12/2000 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/08/1998 - 12/15/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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