Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Leroy Roche is a financial professional with over 30 years of experience in the industry. John has a strong background in investment advisory and brokerage services. John is currently registered with Next Financial Group, Inc. and Roche Asset Management, LLC. John has a wide range of experience serving individuals, high net worth individuals, corporations and pension and profit sharing plans. John provides a variety of financial services including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
PA
04/21/2014 - Present
Next Financial Group, Inc. (ALLENTOWN PA)
PA
11/29/2006 - 04/24/2014
ROYAL ALLIANCE ASSOCIATES, INC. (ALLENTOWN PA)
PA
05/08/1998 - 12/04/2006
INVESTMENT ADVISORS & CONSULTANTS, INC. (ALLENTOWN PA)
NA
03/30/1998 - 04/21/1998
INVESTMENT ADVISORS & CONSULTANTS, INC.
PA
06/02/1993 - 04/06/1998
AMERICAN FINANCIAL ASSOCIATES, INC. (EASTON PA)
PA
12/17/1992 - 05/25/1993
VALLEY NATIONAL INVESTMENTS, INC. (BETHLEHEM PA)
CA
11/02/1992 - 12/02/1992
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IA
Issued 07/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/10/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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