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John Leroy Ranft

TD Private Client Wealth LLC

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About John Leroy Ranft

John Leroy Ranft is a financial advisor at TD Private Client Wealth LLC. John has been in the financial services industry since 1992. John has experience working with a wide range of clients, including high-net-worth individuals, corporations, and institutions. John is a registered representative with FINRA and is also a registered investment advisor in Delaware, New Jersey, and Pennsylvania. John offers a variety of financial services, including financial planning, portfolio management, and investment advisory services.

Firm Information

John Ranft is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Ranft’s Registration & Firm History

PA

10/18/2022 - Present

TD Private Client Wealth LLC (EXTON PA)

PA

05/06/2020 - 09/01/2022

WELLS FARGO CLEARING SERVICES, LLC (DEVON PA)

PA

02/26/2018 - 04/21/2020

TD AMERITRADE, INC. (EXTON PA)

PA

03/06/2017 - 02/26/2018

SCOTTRADE, INC. (WAYNE PA)

DE

03/29/2016 - 10/11/2016

CITIZENS SECURITIES, INC. (WILMINGTON DE)

CO

06/27/2013 - 12/22/2015

WELLS FARGO ADVISORS, LLC (GREENWOOD VILLAGE CO)

ME

12/09/2009 - 06/30/2011

BHIL DISTRIBUTORS, INC. (PORTLAND ME)

NV

01/16/2008 - 11/30/2009

IFS FUND DISTRIBUTORS, INC. (RENO NV)

NJ

10/08/2003 - 12/31/2007

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MA

09/04/2002 - 06/17/2003

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

MO

10/17/1995 - 04/15/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

11/14/1990 - 10/09/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/23/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Leroy Ranft. Review regulatory record here.
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