Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Leo Williams is a financial professional with over 30 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC and has been associated with this firm since 2016. Previously, John was a financial advisor for UBS Financial Services Inc., Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. John has expertise in providing investment consulting services to institutional clients and offers a range of financial planning and portfolio management services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/02/2016 - Present
Wells Fargo Clearing Services, LLC (RADNOR PA)
PA
09/25/2008 - 10/06/2015
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
04/02/2007 - 10/07/2008
MORGAN STANLEY & CO. INCORPORATED (JENKINTOWN PA)
PA
07/25/1985 - 04/02/2007
MORGAN STANLEY DW INC. (JENKINTOWN PA)
NA
04/18/1984 - 08/05/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 04/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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