Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McCauley is a registered representative with Natwest Markets Securities Inc. John is licensed to sell securities in 49 states and the District of Columbia. John has been in the securities industry since 2016. John has passed the Series 7, Series 63, Series 79 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/12/2016 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 10/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/12/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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