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John Leo Chiappetta

Cetera Investment Advisers LLC

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About John Leo Chiappetta

John Chiappetta is a financial advisor who has been in the industry for over 20 years. John is a Certified Financial Planner and holds Series 7 and 66 licenses. John is currently registered with Cetera Investment Advisers LLC and has been with the firm since June of 2023. John has previously been registered with Cambridge Investment Research, Inc., AUSDAL FINANCIAL PARTNERS, INC., WORKMAN SECURITIES CORPORATION, INVESTMENT CENTERS OF AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., WATERSTONE FINANCIAL GROUP, INC., and OBERWEIS SECURITIES, INC. John provides financial planning, portfolio management, and other services to individuals, businesses, and institutions.

Firm Information

John Chiappetta is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Chiappetta’s Registration & Firm History

IL

06/29/2023 - Present

Cetera Investment Advisers LLC (ANTIOCH IL)

WI

02/29/2016 - 02/14/2022

CAMBRIDGE INVESTMENT RESEARCH, INC. (Kenosha WI)

WI

05/02/2011 - 02/29/2016

AUSDAL FINANCIAL PARTNERS, INC. (KENOSHA WI)

WI

01/03/2011 - 05/03/2011

WORKMAN SECURITIES CORPORATION (KENOSHA WI)

IL

06/09/2009 - 12/31/2010

INVESTMENT CENTERS OF AMERICA, INC. (GRAYSLAKE IL)

IL

04/01/2005 - 05/15/2009

WOODBURY FINANCIAL SERVICES, INC. (GRAYSLAKE IL)

MA

01/03/2005 - 03/02/2005

WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)

IL

07/30/2003 - 12/31/2004

OBERWEIS SECURITIES, INC. (LISLE IL)

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Licenses & Designations

BOTH

Issued 09/09/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Leo Chiappetta. Review regulatory record here.
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