Unclaimed
John Chiappetta is a financial advisor who has been in the industry for over 20 years. John is a Certified Financial Planner and holds Series 7 and 66 licenses. John is currently registered with Cetera Investment Advisers LLC and has been with the firm since June of 2023. John has previously been registered with Cambridge Investment Research, Inc., AUSDAL FINANCIAL PARTNERS, INC., WORKMAN SECURITIES CORPORATION, INVESTMENT CENTERS OF AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., WATERSTONE FINANCIAL GROUP, INC., and OBERWEIS SECURITIES, INC. John provides financial planning, portfolio management, and other services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (ANTIOCH IL)
WI
02/29/2016 - 02/14/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Kenosha WI)
WI
05/02/2011 - 02/29/2016
AUSDAL FINANCIAL PARTNERS, INC. (KENOSHA WI)
WI
01/03/2011 - 05/03/2011
WORKMAN SECURITIES CORPORATION (KENOSHA WI)
IL
06/09/2009 - 12/31/2010
INVESTMENT CENTERS OF AMERICA, INC. (GRAYSLAKE IL)
IL
04/01/2005 - 05/15/2009
WOODBURY FINANCIAL SERVICES, INC. (GRAYSLAKE IL)
MA
01/03/2005 - 03/02/2005
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
IL
07/30/2003 - 12/31/2004
OBERWEIS SECURITIES, INC. (LISLE IL)
BOTH
Issued 09/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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