Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lee Smith is a financial advisor at Robert W. Baird & Co. Inc. John Lee Smith has been in the financial industry for over 25 years and holds multiple licenses and certifications, including Series 63, 65, 66, and 7. John Lee Smith has experience providing investment advice to individuals, businesses, and institutions. John Lee Smith specializes in portfolio management for individuals, businesses, and investment companies. John Lee Smith is registered in multiple states and has worked with Edward Jones, JJB Hilliard WL Lyons LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IN
06/23/2020 - Present
Robert W. Baird & Co. Inc. (PRINCETON IN)
IN
06/15/2017 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (PRINCETON IN)
IN
11/16/2001 - 06/05/2017
EDWARD JONES (EVANSVILLE IN)
NY
01/21/2000 - 11/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
10/01/1996 - 01/24/2000
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Smith is the right advisor for you? Invested Better is here to help.
