Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Shrewsbury is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the securities industry since October 13, 2005. John is a registered investment advisor and is licensed to provide investment advice in Minnesota and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. John worked at Federated Securities Corp. for over three years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/25/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Bloomington MN)
PA
05/20/2015 - 09/25/2018
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
VT
11/21/2012 - 06/01/2015
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
MN
05/24/2012 - 11/30/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (MINNEAPOLIS MN)
MN
04/25/2008 - 06/06/2012
LPL FINANCIAL LLC (MINNEAPOLIS MN)
MN
05/25/2004 - 12/04/2006
PARK AVENUE SECURITIES LLC (MINNEAPOLIS MN)
BOTH
Issued 10/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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