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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pence is a financial advisor who has been in the industry since 1993. John Pence is currently registered with The Strategic Financial Alliance, Inc. John Pence is also registered with the states of Alabama, Colorado, Delaware, Florida, Georgia, Mississippi, North Carolina, Pennsylvania, Tennessee, and Wisconsin. John Pence's firm, The Strategic Financial Alliance, Inc., provides financial planning, portfolio management for businesses and individuals, and educational seminars. John Pence has experience working with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
10/31/2003 - Present
THE Strategic Financial Alliance, Inc. (WOODSTOCK GA)
GA
09/09/1999 - 11/22/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
10/03/1996 - 09/08/1999
WMA SECURITIES, INC. (DULUTH GA)
NY
07/08/1993 - 05/18/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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