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John Lee Dye

Cetera Advisors LLC

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About John Lee Dye

John Lee Dye has over 30 years of experience in the financial industry. John is currently registered with Cetera Advisors LLC and is licensed in Arizona, Florida, Hawaii, Oregon, Texas and Washington. Prior to joining Cetera Advisors LLC, John was associated with Securities America, Inc., Brecek & Young Advisors, Inc., Fortis Investors, Inc., Multi-Financial Securities Corporation and International Financial Services Capital Corporation. John holds the Series 6, Series 22 and SIE licenses as well as the Uniform Securities Agent State Law Examination (Series 63).

Firm Information

John Dye is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dye’s Registration & Firm History

OR

10/24/2011 - Present

Cetera Advisors LLC (EUGENE OR)

OR

01/23/2009 - 10/24/2011

SECURITIES AMERICA, INC. (EUGENE OR)

OR

03/29/1999 - 01/23/2009

BRECEK & YOUNG ADVISORS, INC. (EUGENE OR)

MN

01/04/1994 - 04/06/1999

FORTIS INVESTORS, INC. (OAKDALE MN)

CO

07/18/1990 - 12/31/1993

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

FL

07/13/1983 - 07/20/1990

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION (PALM BEACH GARDENS FL)

NA

02/17/1988 - 12/15/1988

AMERICAN CAPITAL CORPORATION

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Licenses & Designations

BC

Issued 08/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/24/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Lee Dye.
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