Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bowen is a registered representative with Raymond James & Associates, Inc. John has been in the financial services industry since October 1996. John has a strong track record of working with individuals, businesses, and institutions. John is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. John is registered with the Securities and Exchange Commission and holds the Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
04/23/2013 - Present
Raymond James & Associates, Inc. (SHREVEPORT LA)
LA
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SHREVEPORT LA)
LA
02/14/2000 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (SHREVEPORT LA)
WI
07/02/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
08/25/1997 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
MO
10/14/1996 - 08/25/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 03/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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