Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lee Barker is an active registered representative in Indiana and Texas, with a total of 12 registered states and 2 Investment Adviser registrations. John has been in the financial industry since February 16, 2007, and is currently registered with MML Investors Services, LLC. John has held previous roles with MSI Financial Services, Inc., Capitol Securities Management, Inc., Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., and Allstate Financial Services, LLC. John is a licensed agent with both FINRA and the state of Indiana. John's specializations include fixed income, mutual funds, variable products, insurance, annuities, and retirement planning. John has passed Series 7, Series 6, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
03/05/2024 - Present
MML Investors Services, LLC (Indianapolis IN)
FL
06/22/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SARASOTA FL)
FL
07/30/2009 - 06/10/2010
CAPITOL SECURITIES MANAGEMENT, INC. (BRADENTON BEACH FL)
FL
01/01/2008 - 01/26/2009
WACHOVIA SECURITIES, LLC (BRADENTON FL)
FL
08/31/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BRADENTON FL)
FL
06/19/2006 - 07/13/2007
ALLSTATE FINANCIAL SERVICES, LLC (SARASOTA FL)
BOTH
Issued 09/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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