Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lee Arnold is a financial advisor with over 40 years of experience in the financial services industry. John is currently registered as a Registered Representative with Robert W. Baird & Co. Inc., and is also licensed to provide investment advice in Colorado and Texas. Prior to joining Robert W. Baird & Co. Inc., John worked with WELLS FARGO CLEARING SERVICES, LLC for over 22 years. John holds a variety of licenses and certifications, including Series 7, Series 9, Series 10, Series 63, and Series 65. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
03/18/2022 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
03/21/2000 - 03/22/2022
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
MO
10/29/1986 - 04/19/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
03/27/1984 - 10/26/1984
GRAYSTONE NASH, INC.
NA
05/25/1982 - 07/24/1984
PAULSON INVESTMENT COMPANY, INC.
NA
03/23/1981 - 05/17/1982
SECURITY TRADERS, INC.
IA
Issued 08/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Arnold is the right advisor for you? Invested Better is here to help.
