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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Leat is an investment advisor representative at Fidelity Personal And Workplace Advisors. John has been in the industry since 2022. He is registered with the Securities and Exchange Commission (SEC) and holds Series 63, 65, 7 and SIE licenses. John also has experience with providing financial planning services, educational seminars, and selecting other advisors. He is registered in 31 states and is currently working out of the firm's MISSION VIEJO, CA office. John has experience working in various industries such as education, retail and health care. He has a strong focus on providing personalized financial guidance and strategies to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/01/2024 - Present
Fidelity Personal AND Workplace Advisors (MISSION VIEJO CA)
IA
Issued 09/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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