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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Leadem is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. John has been in the industry since September 8, 1999. John has been associated with Wells Fargo Clearing Services, LLC since November of 2016. John is also registered as an investment advisor representative with Wells Fargo Clearing Services, LLC and is licensed in both California and Georgia. Before joining Wells Fargo Clearing Services, LLC, John worked with CITIGROUP GLOBAL MARKETS INC. in New York, New York from June 3, 1999 until August 10, 2006. John specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management for both individuals and businesses. John also owns and operates a 10% share in Freshwater Cowboy, an online sporting apparel and equipment business. John is an experienced financial advisor with a strong track record of providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/30/2010 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
NY
06/03/1999 - 08/10/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 01/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2002
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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