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John Layton Ashby

Revere Securities LLC

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About John Layton Ashby

John Layton Ashby is a registered representative with Revere Securities LLC and has been in the securities industry since 1979. John is licensed in Florida, Indiana, and Ohio. John has experience with Oppenheimer & Co. Inc., CIBC World Markets Corp., Prudential Securities Incorporated, Smith Barney Inc., PaineWebber Incorporated, Drexel Burnham Lambert Incorporated, Alan Bush Brokerage Co, Dean Witter Reynolds Inc., and Bache Halsey Stuart Shields Incorporated. John has passed the Series 7, Series 63, and Series 65 exams.

Firm Information

John Ashby is currently registered with Revere Securities LLC. Revere Securities LLC is a Limited Liability Company that was formed on December 31, 2013. The firm is approved and registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Revere Securities LLC has been the subject of 13 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Ashby’s Registration & Firm History

FL

05/22/2012 - Present

Revere Securities LLC (BOCA RATON FL)

FL

07/13/2010 - 05/21/2012

FINTEGRA, LLC (BOCA RATON FL)

FL

05/13/2009 - 07/07/2010

JESUP & LAMONT SECURITIES CORP (BOCA RATON FL)

FL

01/03/2003 - 05/20/2009

OPPENHEIMER & CO. INC. (BOCA RATON FL)

NY

06/10/1999 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

06/30/1994 - 06/02/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/07/1989 - 07/07/1994

SMITH BARNEY INC. (NEW YORK NY)

NA

02/19/1988 - 07/12/1989

PAINEWEBBER INCORPORATED

NA

02/14/1986 - 08/13/1988

DREXEL BURNHAM LAMBERT INCORPORATED

NA

08/09/1984 - 01/31/1986

ALAN BUSH BROKERAGE CO

NA

05/24/1982 - 08/28/1984

DREXEL BURNHAM LAMBERT INCORPORATED

NA

05/14/1980 - 06/05/1982

DEAN WITTER REYNOLDS INC.

NA

05/01/1979 - 06/05/1980

BACHE HALSEY STUART SHIELDS INCORPORATED

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Licenses & Designations

IA

Issued 08/24/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/05/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for John Layton Ashby. Review regulatory record here.
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