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John Lawwrence Gilfoil

Northwestern Mutual Investment Services, LLC

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About John Lawwrence Gilfoil

John Lawwrence Gilfoil is a financial professional with over 40 years of experience in the financial services industry. John is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since August 1981. Previously, John worked for Robert W. Baird & Co. Incorporated from June 1994 to January 2002. John is licensed to provide investment advice in Connecticut, Florida, Illinois, Maryland, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Vermont, and Virginia. John holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. John is a Chartered Financial Consultant. John is a board member of the Stratton Trailblazers and a treasurer of the condo association at 163 Upper Bear Lane in Jamaica, Vermont.

Firm Information

John Gilfoil is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Gilfoil’s Registration & Firm History

MA

12/13/2002 - Present

Northwestern Mutual Investment Services, LLC (Wilbraham MA)

WI

06/09/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/25/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Lawwrence Gilfoil.
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