Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kelly is a financial advisor at BA Securities, LLC. John has been working in the financial industry since 2008. He holds the Series 7, Series 24, and Series 63 licenses. John has been registered with the firm since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/27/2018 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
07/22/2016 - 10/06/2017
MCP SECURITIES, LLC (New York NY)
NY
02/16/2012 - 07/30/2014
LIQUIDNET, INC. (NEW YORK NY)
NY
08/08/2008 - 01/29/2009
JLTS, LLC (NEW YORK NY)
NY
02/20/1997 - 02/28/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/30/1995 - 01/10/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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