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John Lawrence Whitesides

Wells Fargo Securities, LLC

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About John Lawrence Whitesides

John Lawrence Whitesides is a financial advisor with Wells Fargo Securities, LLC. John has been in the industry since 1997 and has been registered with Wells Fargo Securities, LLC since 2003. Prior to joining Wells Fargo Securities, LLC, John was registered with Wachovia Securities, LLC, Wachovia Securities, Inc., Wachovia Capital Markets, Inc. and Wachovia Brokerage Service. John has a Series 7, 52, 53, 63, 99 and SIE license. John is registered in 53 states.

Firm Information

John Whitesides is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Whitesides’s Registration & Firm History

NC

07/01/2003 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

MO

02/04/2002 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

04/01/1999 - 02/04/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NC

06/01/1998 - 04/01/1999

WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)

NC

04/30/1997 - 06/01/1998

WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)

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Licenses & Designations

BC

Issued 07/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for John Lawrence Whitesides. Review regulatory record here.
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