Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lawrence West is a registered investment advisor representative with Oppenheimer & Co. Inc. John has been in the securities industry since 1985 and has a wide range of experience in the financial services industry. John holds a Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, and SIE licenses and is registered in multiple states. Prior to joining Oppenheimer & Co. Inc., John held positions at various firms including Josephthal & Co., Inc., Vanderbilt Securities, Inc., J. T. Moran & Co., Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc. John has a strong commitment to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (HAUPPAUGE NY)
NY
05/02/1990 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
01/25/1990 - 05/03/1990
VANDERBILT SECURITIES, INC.
NA
05/20/1988 - 02/14/1990
J. T. MORAN & CO., INC.
NA
02/02/1987 - 05/23/1988
SHERWOOD CAPITAL, INC.
NA
09/24/1985 - 02/02/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/07/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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