Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lawrence Ward is a registered representative with TP Icap Global Markets Americas LLC. John has been in the industry since November 10, 2016. Prior to joining TP Icap Global Markets Americas LLC, John worked at TJM INVESTMENTS, LLC, Whitaker Securities LLC and LPS CAPITAL LLC. John holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/20/2024 - Present
TP Icap Global Markets Americas LLC (New York NY)
IL
07/14/2023 - 02/12/2024
TJM INVESTMENTS, LLC (CHICAGO IL)
NY
09/07/2017 - 07/19/2023
WHITAKER SECURITIES LLC (NEW YORK NY)
NY
11/04/2016 - 09/06/2017
LPS CAPITAL LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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