Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lawrence Sullivan is a financial advisor currently registered with Charles Schwab & CO., Inc. John has been in the financial services industry since May 22, 2006. John is a registered representative in the State of Texas. John also holds the following securities licenses: Series 66, Series 7, Series 10, Series 9, Series 51, and Series 24. John has previously been registered with USAA FINANCIAL ADVISORS, INC. and USAA INVESTMENT MANAGEMENT COMPANY. John is registered in 54 states. John's previous employment history includes USAA Group in San Antonio, Texas and Charles Schwab Bank, SSB in Austin, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
06/02/2021 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
09/25/2007 - 06/11/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
09/14/2006 - 10/22/2007
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NJ
08/06/2004 - 11/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 08/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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