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John Lawrence Sorger

Marex Capital Markets Inc.

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About John Lawrence Sorger

John Lawrence Sorger is a financial professional with over 25 years of experience in the industry. John Sorger is currently registered with Marex Capital Markets Inc. and has held previous positions at Interactive Brokers Corp., Interactive Brokers LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. John Sorger holds the Series 7, 55, 57TO, and SIE licenses, as well as the Series 63 license. John Sorger is registered in 31 states and is dedicated to providing clients with exceptional financial advice and guidance.

Firm Information

John Sorger is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Sorger’s Registration & Firm History

NJ

02/27/2015 - Present

Marex Capital Markets Inc. (Red Bank NJ)

NJ

03/22/2010 - 12/31/2014

INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)

CT

03/22/2010 - 01/03/2012

INTERACTIVE BROKERS LLC (GREENWICH CT)

NY

06/01/2009 - 03/18/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

07/01/1997 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 10/23/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/05/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Lawrence Sorger.
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