Unclaimed
John Lawrence Paris is a financial advisor licensed to conduct business in North Carolina. John is currently registered with DFA Securities LLC and has previously worked at Brighthouse Securities, LLC. John holds the Series 7, Series 63, and Series 6 licenses and has been in the industry since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/09/2023 - Present
DFA Securities LLC (CHARLOTTE NC)
NC
01/26/2018 - 04/24/2023
BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)
BC
Issued 03/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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