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John Lawrence Newman

Canaccord Genuity LLC

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About John Lawrence Newman

John Lawrence Newman is a financial advisor at Canaccord Genuity LLC, located in New York, NY. John has over 15 years of experience in the financial services industry. John is registered with FINRA and holds the following securities licenses: Series 7, Series 63, Series 86, and Series 87. John is also a registered investment advisor in California, Massachusetts and New York.

Firm Information

John Newman is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Newman’s Registration & Firm History

NY

01/21/2014 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

11/13/2012 - 01/14/2014

JMP SECURITIES LLC (NEW YORK NY)

NY

09/12/2012 - 11/09/2012

CRT CAPITAL GROUP LLC (NEW YORK NY)

NY

11/07/2011 - 01/10/2012

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NY

01/06/2011 - 08/11/2011

CITADEL SECURITIES LLC (NEW YORK NY)

NY

07/07/2008 - 12/01/2010

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

06/16/2005 - 06/24/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/25/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/09/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/15/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Lawrence Newman.
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